NBFC Chief Compliance Officer due date — Chief Compliance Officer & Compliance Function
Also searched as: CCO for NBFCs · NBFC-CCO
Annual board review of the independent compliance function and the Chief Compliance Officer, required for NBFCs in the Middle Layer and above.
Next due date
30 June 2027for FY 2026-27
If it is late: Supervisory action where the compliance function is absent or ineffective
Get told before NBFC Chief Compliance Officer is due
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- Due
- 30 Jun each year
- Frequency
- Annual
- If it lapses
- Supervisory action where the compliance function is absent or ineffective
- Statutory reference
- Paras 7 and 8, Reserve Bank of India (Non-Banking Financial Companies - Compliance Function) Directions 2026 (RBI/DoS/2026-27/460)
Where this date comes from
- The instrument
- Paras 7 and 8, Reserve Bank of India (Non-Banking Financial Companies - Compliance Function) Directions 2026 (RBI/DoS/2026-27/460)
- The authority
- Reserve Bank of India
Mallah Software Services Private Limited has not independently verified this against the gazette. The citation above is the instrument this date is taken from, and it is exact enough for a professional to check. Inside Lawzer a company secretary or chartered accountant can record that they have checked it, against the rule as it read on the day — and that record is withdrawn automatically if the rule later changes. A date nobody has checked says so.
Who has to file it
Every one of these has to hold before NBFC Chief Compliance Officer binds an entity:
- RBI-registered NBFC
- Middle Layer (NBFC-ML), Upper Layer (NBFC-UL) and Top Layer (NBFC-TL)
- Usually owned by:
- Company Secretary
- Typical effort:
- 4 hours
Common questions
- What is the due date of NBFC Chief Compliance Officer?
- It is next due on 30 Jun 2027, for FY 2026-27. 30 Jun each year. It falls due once a year.
- Who has to file NBFC Chief Compliance Officer?
- It applies to RBI-registered NBFC and Middle Layer (NBFC-ML), Upper Layer (NBFC-UL) and Top Layer (NBFC-TL).
- What is the penalty for filing NBFC Chief Compliance Officer late?
- Supervisory action where the compliance function is absent or ineffective
This is the standing statutory position. The government extends deadlines often, and an extension is not reflected here until the rule is updated. Mallah Software Services Private Limited is a software company and not a firm of company secretaries or chartered accountants — nothing here is legal, tax or secretarial advice. Confirm the date with your professional before relying on it. See the Professional Disclaimer.