LODR-40-TRANSFERmediumSEBI
LODR-40-TRANSFER — Transfer & Transmission Certificate
Half-yearly certificate from a practising Company Secretary that certificates were issued within thirty days of lodgement for transfer, transmission, sub-division, consolidation or renewal.
- Due
- 30 Oct and 30 Apr
- Frequency
- Half-yearly
- If it lapses
- ₹1,000 per day of delay under the SEBI standard operating procedure on a delayed transfer certificate
- Statutory reference
- Reg. 40(9), SEBI (LODR) Regulations 2015
Who has to file it
Every one of these has to hold before LODR-40-TRANSFER binds an entity:
- listed on Main board (NSE / BSE) and SME platform (NSE Emerge / BSE SME)
- Filed on:
- NSE NEAPS / BSE Listing Centre
- Usually owned by:
- Company Secretary
- Typical effort:
- 2 hours
Common questions
- When is LODR-40-TRANSFER due?
- 30 Oct and 30 Apr. It falls due twice a year.
- Who has to file LODR-40-TRANSFER?
- It applies to listed on Main board (NSE / BSE) and SME platform (NSE Emerge / BSE SME).
- What is the penalty for filing LODR-40-TRANSFER late?
- ₹1,000 per day of delay under the SEBI standard operating procedure on a delayed transfer certificate
- Where is LODR-40-TRANSFER filed?
- NSE NEAPS / BSE Listing Centre.
This is the standing statutory position. The government extends deadlines often, and an extension is not reflected here until the rule is updated. Mallah Software Services Private Limited is a software company and not a firm of company secretaries or chartered accountants — nothing here is legal, tax or secretarial advice. Confirm the date with your professional before relying on it. See the Professional Disclaimer.