NBFC-UL-LISTINGcriticalReserve Bank of India
NBFC-UL-LISTING — Mandatory Listing — Upper Layer
An NBFC placed in the Upper Layer must list its equity shares within three years of that identification, and comply with the listing regulations from then on.
- Due
- 31 Mar each year
- Frequency
- Annual
- If it lapses
- Supervisory action; the Reserve Bank may impose business restrictions
- Statutory reference
- Master Direction — RBI (NBFC — Scale Based Regulation) Directions 2023
Who has to file it
Every one of these has to hold before NBFC-UL-LISTING binds an entity:
- RBI-registered NBFC
- Upper Layer (NBFC-UL) and Top Layer (NBFC-TL)
- Usually owned by:
- Company Secretary
- Typical effort:
- 8 hours
Common questions
- When is NBFC-UL-LISTING due?
- 31 Mar each year. It falls due once a year.
- Who has to file NBFC-UL-LISTING?
- It applies to RBI-registered NBFC and Upper Layer (NBFC-UL) and Top Layer (NBFC-TL).
- What is the penalty for filing NBFC-UL-LISTING late?
- Supervisory action; the Reserve Bank may impose business restrictions
This is the standing statutory position. The government extends deadlines often, and an extension is not reflected here until the rule is updated. Mallah Software Services Private Limited is a software company and not a firm of company secretaries or chartered accountants — nothing here is legal, tax or secretarial advice. Confirm the date with your professional before relying on it. See the Professional Disclaimer.